Find Your Simplicity Wealth Advisor
We have offices in communities across the country. Find a Simplicity Wealth Advisor near you.
Interested in becoming a Simplicity Wealth Advisor? Click HERE for more information.
We have offices in communities across the country. Find a Simplicity Wealth Advisor near you.
Interested in becoming a Simplicity Wealth Advisor? Click HERE for more information.
Investment advisory and financial planning services are offered through Simplicity Wealth, LLC, an SEC-registered investment adviser. SEC registration does not constitute an endorsement of the firm nor does it indicate that the adviser has attained a particular level of skill or ability. Investments involve the risk of loss. Simplicity Wealth Advisors does not provide legal or tax advice. The content provided is for informational purposes only and should not be construed as investment, legal or tax advice. Clients and prospective clients are encouraged to consult with their own legal and tax professionals regarding their specific situations. Simplicity Wealth Advisors is a DBA of Simplicity Wealth.
*Six fundamental financial planning considerations include but are not limited to Longevity, Liquidity, Inflation, Market, Mortality, and Taxes.
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Interested In Becoming A Simplicity Wealth Advisor?
Fill out the form below to learn more.
Interested in our services?
Fill out the form below to get started.
Money is personal. We believe investors deserve a partner that will provide them with a bespoke investment experience tailored to their needs and objectives.

During this process we get to know our prospective clients by gathering information pertaining to their personal values, financial goals, and existing financial accounts. We also evaluate their attitudes toward six universal financial planning considerations and conduct a Value at Risk (VaR) Analysis.
The six universal financial planning considerations are potential barriers investors may face when working toward their goals. We believe that it’s important to evaluate investor sentiment towards each consideration through a succinct questionnaire. This allows us to examine the potential effects of these considerations on an investor’s assets today and in the future.

Outliving financial assets as the result of a longer life.

Limited access to assets to meet life’s unexpected financial needs.

Reduction in real purchasing power as the result of increasing cost of living.

Unexpected reduction in the value of financial assets at the time of withdrawal.

Loss of financial assets as the result of a partner’s or spouse’s death.

Decreasing income and assets and/or the impairment of legacy assets from increasing taxes.
Within the initial review, we help investors understand their risk threshold. We do this by deploying a Value at Risk (VaR) Analysis that helps us quantify attitudes toward financial uncertainty, specifically one’s emotional tolerance with respect to the magnitude and speed of potential investment loss.
This Analysis produces a VaR Score that is indexed on a scale from conservative to aggressive. The VaR Score can help us determine if the current portfolio aligns with the investor’s risk tolerance and provides insight as to whether changes to that portfolio are needed.


Simplicity Wealth’s rigorous research process provides a comprehensive suite of reliable investment capabilities and model portfolios. We vet, select, and continuously monitor over 150 asset managers and 1,000 strategies, evaluating them for risk management, diversification, and performance consistency. This disciplined, fiduciary-driven approach is paired with our proprietary risk scoring model, which grounds our clients’ investment expectations in their personal comfort level with market volatility.
Gather key information pertaining to goals, objectives, financial planning considerations, and risk tolerance.
Perform a comprehensive financial analysis of the information provided.
Create a custom strategy that aligns with the client’s provided goals and risk tolerance.
Execute the agreed-upon plan.
Proactively manage the plan, evaluate its progress, and adjust it to meet shifting objectives and changing market dynamics.
Our investment planning process helps our clients set clear and achievable financial goals. It allows them to define their short-term and long-term objectives and provides direction in making prudent investment decisions based on universal financial planning considerations, risk tolerance, and time horizons. We strive to provide a planning process that is dynamic and flexible, allowing our clients to adapt their investment strategy as circumstances evolve.
Gather key information pertaining to goals, objectives, financial planning considerations, and risk tolerance.
Perform a comprehensive financial analysis of the information provided.
Create a custom strategy that aligns with the client’s provided goals and risk tolerance.
Execute the agreed-upon plan.
Proactively manage the plan, evaluate its progress, and adjust it to meet shifting objectives and changing market dynamics.
Gaining greater control of an index with added tax benefits so that clients may keep more of what they earn.
Through Simplicity Wealth’s automated direct indexing and tax-loss harvesting capabilities, investors will have greater control and flexibility within their replicated index portfolios and will also benefit from offsetting capital gains tax through the strategic selling of securities at a loss.
Sophisticated transfer strategies for helping clients reduce or even eliminate tax-burdened legacy positions.
Simplicity Wealth’s tax-optimized transition solution works to help investors alleviate tax liabilities of transferring existing non-qualified funds over to their businesses through a transfer-in-kind, multi-year strategy.
Investment strategies for helping align clients’’ money with their values.
Simplicity Wealth’s Environmental, Social and Corporate Governance (ESG) and Socially Responsible Investing (SRI) overlay screens offer a comprehensive suite of resources that combine investment intelligence with social awareness – all integrated within the investment platform, helping investors align money with their values.
We understand the importance of being available to you when questions or concerns arise. We will return your phone call or email within 1-2 business days and if the issue is still not resolved, we will schedule a meeting with you at the earliest time possible.
AssetLock monitors the investor’s household portfolio value and AssetLock Value and communicates key changes to both the investor and financial advisor. This approach helps the investor capture portfolio gains and reduce the potential for losses by keeping the portfolio strategy and investor’s risk tolerance aligned.
The hypothetical example below demonstrates using AssetLock on an initial portfolio valued at $100,000. The investor’s household Value at Risk (VaR) Analysis and portfolio allocation determined a 10% AssetLock Threshold desired in the portfolio making the starting AssetLock Value $90,000. If the portfolio experiences growth to a High-Water Value of $146,793, the AssetLock Value would then increase to $132,114. If the portfolio then experiences a 10% loss, breaching the AssetLock Value of $132,114, the financial advisor and investor will be notified to discuss the possibility of portfolio allocation adjustments.


